Compliance Requirements Library4284

Requirement records across 49 compliance frameworks, including SEC/FINRA obligations and framework controls.

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C2M2

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78 requirements · ACCESS-1.A (MIL1), ACCESS-1.B (MIL1), ACCESS-2.A (MIL1), ACCESS-2.B (MIL1), ACCESS-2.C (MIL2), ACCESS-2.D (MIL2), ACCESS-2.E (MIL2), ACCESS-2.F (MIL3), ARCHITECTURE-1.A (MIL1), ARCHITECTURE-1.B (MIL1), ARCHITECTURE-1.C (MIL2), ARCHITECTURE-1.D (MIL2), ARCHITECTURE-1.E (MIL3), ASSET-1.A (MIL1), ASSET-1.B (MIL1), ASSET-1.C (MIL1), ASSET-2.A (MIL1), ASSET-2.B (MIL2), ASSET-3.A (MIL1), ASSET-3.B (MIL1), ASSET-3.C (MIL2), ASSET-3.D (MIL2), ASSET-3.E (MIL3), C2M2, ISC-1.A (MIL1), ISC-1.B (MIL2), ISC-1.C (MIL3), PROGRAM-1.A (MIL1), PROGRAM-1.B (MIL1), PROGRAM-1.C (MIL2), PROGRAM-1.D (MIL2), PROGRAM-1.E (MIL2), PROGRAM-1.F (MIL3), RESPONSE-1.A (MIL1), RESPONSE-1.B (MIL1), RESPONSE-2.A (MIL1), RESPONSE-2.B (MIL1), RESPONSE-2.C (MIL1), RESPONSE-2.D (MIL2), RESPONSE-3.A (MIL1), RESPONSE-3.B (MIL2), RESPONSE-3.C (MIL3), RISK-1.A (MIL1), RISK-1.B (MIL1), RISK-1.C (MIL1), RISK-1.D (MIL2), RISK-1.E (MIL2), RISK-1.F (MIL3), SITUATION-1.A (MIL1), SITUATION-1.B (MIL1), SITUATION-1.C (MIL2), SITUATION-1.D (MIL3), THIRD-PARTIES-1.A (MIL1), THIRD-PARTIES-1.B (MIL1), THIRD-PARTIES-1.C (MIL2), THIRD-PARTIES-1.D (MIL3), THREAT-1.A (MIL1), THREAT-1.B (MIL1), THREAT-1.C (MIL2), THREAT-2.A (MIL1), THREAT-2.B (MIL1), THREAT-2.C (MIL2), THREAT-2.D (MIL3), WORKFORCE-1.A (MIL1), WORKFORCE-1.B (MIL1), WORKFORCE-1.C (MIL1), WORKFORCE-1.D (MIL1), WORKFORCE-1.E (MIL2), WORKFORCE-1.F (MIL3)

CIS AWS Foundations

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43 requirements · CIS AWS Foundations

CIS V8

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153 requirements · CIS Controls v8

Client Communications & Marketing Compliance

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54 requirements · FINRA, SEC, SEC Investment Advisers Act Section 206, SEC Rule 206(4)-1(a)(5), SEC-Enforcement, SEC-Enforcement-Trends, SEC-Knowledge-Graph, State

Client Onboarding & Suitability

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17 requirements · 17 CFR § 240.15l-1, 17 CFR § 240.15l-1(a)(2)(i), 17 CFR § 240.15l-1(a)(2)(ii), 17 CFR § 240.15l-1(a)(2)(iii), 17 CFR § 240.17a-14; Form CRS, 31 CFR § 1023.210; Bank Secrecy Act, 31 CFR § 1023.220; USA PATRIOT Act § 326, 31 CFR § 1023.320; Bank Secrecy Act, FINRA Rule 2090, FINRA Rule 2090; FINRA Rule 4512, FINRA Rule 2111, FINRA Rule 2111.05(a), FINRA Rule 2111.05(b), FINRA Rule 2111.05(c), FINRA Rule 2165; FINRA Rule 4512(a)(1)(F), FINRA Rule 3110(b)(2), FINRA Rule 4512

Client Onboarding & Suitability Compliance

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7 requirements · FINRA, SEC, SEC-Enforcement, SEC-Enforcement-Trends, SEC-Knowledge-Graph

CMMC

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110 requirements · CMMC

COBIT

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40 requirements · COBIT

COSO

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68 requirements · COSO, Principle 1 – Control Environment, Principle 1 – Point of Focus, Principle 10 – Control Activities, Principle 10 – Point of Focus, Principle 11 – Control Activities, Principle 11 – Point of Focus, Principle 12 – Control Activities, Principle 12 – Point of Focus, Principle 13 – Information and Communication, Principle 13 – Point of Focus, Principle 14 – Information and Communication, Principle 14 – Point of Focus, Principle 15 – Information and Communication, Principle 15 – Point of Focus, Principle 16 – Monitoring Activities, Principle 16 – Point of Focus, Principle 17 – Monitoring Activities, Principle 17 – Point of Focus, Principle 2 – Control Environment, Principle 2 – Point of Focus, Principle 3 – Control Environment, Principle 3 – Point of Focus, Principle 4 – Control Environment, Principle 4 – Point of Focus, Principle 5 – Control Environment, Principle 5 – Point of Focus, Principle 6 – Point of Focus, Principle 6 – Risk Assessment, Principle 7 – Point of Focus, Principle 7 – Risk Assessment, Principle 8 – Point of Focus, Principle 8 – Risk Assessment, Principle 9 – Point of Focus, Principle 9 – Risk Assessment

Data Security & Technology Compliance

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23 requirements · 17 CFR § 229.106, 17 CFR § 229.106(c), 17 CFR § 240.17a-4, 17 CFR § 240.17a-4 / SEC Enforcement Actions, 17 CFR § 242.1000-1007, 17 CFR § 248.201, 17 CFR § 248.201(c)(2), 17 CFR § 248.202, 17 CFR § 248.30, 17 CFR § 248.30(a)(4), 17 CFR § 248.30(b), 17 CFR § 248.4, 17 CFR § 248.5, 17 CFR § 248.7, 17 CFR § 249.308 (Item 1.05), FINRA Regulatory Notice 15-09 / Rule 3110, FINRA Rule 3110 / Regulatory Notice 15-09, Investment Advisers Act § 206 / SEC Enforcement, NYDFS (State), SEC

DCC

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130 requirements · DCC, DCC 1.1, DCC 1.10, DCC 1.11, DCC 1.12, DCC 1.2, DCC 1.3, DCC 1.4, DCC 1.5, DCC 1.6, DCC 1.7, DCC 1.8, DCC 1.9, DCC 10.1, DCC 10.10, DCC 10.11, DCC 10.12, DCC 10.2, DCC 10.3, DCC 10.4, DCC 10.5, DCC 10.6, DCC 10.7, DCC 10.8, DCC 10.9, DCC 11.1, DCC 11.2, DCC 11.3, DCC 11.4, DCC 12.1, DCC 12.10, DCC 12.11, DCC 12.12, DCC 12.13, DCC 12.14, DCC 12.15, DCC 12.16, DCC 12.2, DCC 12.3, DCC 12.4, DCC 12.5, DCC 12.6, DCC 12.7, DCC 12.8, DCC 12.9, DCC 2.1, DCC 2.10, DCC 2.11, DCC 2.12, DCC 2.2, DCC 2.3, DCC 2.4, DCC 2.5, DCC 2.6, DCC 2.7, DCC 2.8, DCC 2.9, DCC 3.1, DCC 3.10, DCC 3.2, DCC 3.3, DCC 3.4, DCC 3.5, DCC 3.6, DCC 3.7, DCC 3.8, DCC 3.9, DCC 4.1, DCC 4.10, DCC 4.2, DCC 4.3, DCC 4.4, DCC 4.5, DCC 4.6, DCC 4.7, DCC 4.8, DCC 4.9, DCC 5.1, DCC 5.10, DCC 5.2, DCC 5.3, DCC 5.4, DCC 5.5, DCC 5.6, DCC 5.7, DCC 5.8, DCC 5.9, DCC 6.1, DCC 6.2, DCC 6.3, DCC 6.4, DCC 6.5, DCC 6.6, DCC 6.7, DCC 6.8, DCC 7.1, DCC 7.2, DCC 7.3, DCC 7.4, DCC 7.5, DCC 7.6, DCC 7.7, DCC 7.8, DCC 8.1, DCC 8.10, DCC 8.2, DCC 8.3, DCC 8.4, DCC 8.5, DCC 8.6, DCC 8.7, DCC 8.8, DCC 8.9, DCC 9.1, DCC 9.2, DCC 9.3, DCC 9.4, DCC 9.5, DCC 9.6, DCC 9.7, DCC 9.8

DORA

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64 requirements · DORA

FedRAMP

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10 requirements · FedRAMP

FedRAMP Moderate

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323 requirements · NIST SP 800-53 Rev 5 AC-1, NIST SP 800-53 Rev 5 AC-11, NIST SP 800-53 Rev 5 AC-11(1), NIST SP 800-53 Rev 5 AC-12, NIST SP 800-53 Rev 5 AC-14, NIST SP 800-53 Rev 5 AC-17, NIST SP 800-53 Rev 5 AC-17(1), NIST SP 800-53 Rev 5 AC-17(2), NIST SP 800-53 Rev 5 AC-17(3), NIST SP 800-53 Rev 5 AC-17(4), NIST SP 800-53 Rev 5 AC-18, NIST SP 800-53 Rev 5 AC-18(1), NIST SP 800-53 Rev 5 AC-18(3), NIST SP 800-53 Rev 5 AC-19, NIST SP 800-53 Rev 5 AC-19(5), NIST SP 800-53 Rev 5 AC-2, NIST SP 800-53 Rev 5 AC-2(1), NIST SP 800-53 Rev 5 AC-2(12), NIST SP 800-53 Rev 5 AC-2(13), NIST SP 800-53 Rev 5 AC-2(2), NIST SP 800-53 Rev 5 AC-2(3), NIST SP 800-53 Rev 5 AC-2(4), NIST SP 800-53 Rev 5 AC-2(5), NIST SP 800-53 Rev 5 AC-2(7), NIST SP 800-53 Rev 5 AC-2(9), NIST SP 800-53 Rev 5 AC-20, NIST SP 800-53 Rev 5 AC-20(1), NIST SP 800-53 Rev 5 AC-20(2), NIST SP 800-53 Rev 5 AC-21, NIST SP 800-53 Rev 5 AC-22, NIST SP 800-53 Rev 5 AC-3, NIST SP 800-53 Rev 5 AC-4, NIST SP 800-53 Rev 5 AC-4(21), NIST SP 800-53 Rev 5 AC-5, NIST SP 800-53 Rev 5 AC-6, NIST SP 800-53 Rev 5 AC-6(1), NIST SP 800-53 Rev 5 AC-6(10), NIST SP 800-53 Rev 5 AC-6(2), NIST SP 800-53 Rev 5 AC-6(5), NIST SP 800-53 Rev 5 AC-6(7), NIST SP 800-53 Rev 5 AC-6(9), NIST SP 800-53 Rev 5 AC-7, NIST SP 800-53 Rev 5 AC-8, NIST SP 800-53 Rev 5 AT-1, NIST SP 800-53 Rev 5 AT-2, NIST SP 800-53 Rev 5 AT-2(2), NIST SP 800-53 Rev 5 AT-2(3), NIST SP 800-53 Rev 5 AT-3, NIST SP 800-53 Rev 5 AT-4, NIST SP 800-53 Rev 5 AU-1, NIST SP 800-53 Rev 5 AU-11, NIST SP 800-53 Rev 5 AU-12, NIST SP 800-53 Rev 5 AU-2, NIST SP 800-53 Rev 5 AU-3, NIST SP 800-53 Rev 5 AU-3(1), NIST SP 800-53 Rev 5 AU-4, NIST SP 800-53 Rev 5 AU-5, NIST SP 800-53 Rev 5 AU-6, NIST SP 800-53 Rev 5 AU-6(1), NIST SP 800-53 Rev 5 AU-6(3), NIST SP 800-53 Rev 5 AU-7, NIST SP 800-53 Rev 5 AU-7(1), NIST SP 800-53 Rev 5 AU-8, NIST SP 800-53 Rev 5 AU-9, NIST SP 800-53 Rev 5 AU-9(4), NIST SP 800-53 Rev 5 CA-1, NIST SP 800-53 Rev 5 CA-2, NIST SP 800-53 Rev 5 CA-2(1), NIST SP 800-53 Rev 5 CA-2(3), NIST SP 800-53 Rev 5 CA-3, NIST SP 800-53 Rev 5 CA-5, NIST SP 800-53 Rev 5 CA-6, NIST SP 800-53 Rev 5 CA-7, NIST SP 800-53 Rev 5 CA-7(1), NIST SP 800-53 Rev 5 CA-7(4), NIST SP 800-53 Rev 5 CA-8, NIST SP 800-53 Rev 5 CA-8(1), NIST SP 800-53 Rev 5 CA-8(2), NIST SP 800-53 Rev 5 CA-9, NIST SP 800-53 Rev 5 CM-1, NIST SP 800-53 Rev 5 CM-10, NIST SP 800-53 Rev 5 CM-11, NIST SP 800-53 Rev 5 CM-12, NIST SP 800-53 Rev 5 CM-12(1), NIST SP 800-53 Rev 5 CM-2, NIST SP 800-53 Rev 5 CM-2(2), NIST SP 800-53 Rev 5 CM-2(3), NIST SP 800-53 Rev 5 CM-2(7), NIST SP 800-53 Rev 5 CM-3, NIST SP 800-53 Rev 5 CM-3(2), NIST SP 800-53 Rev 5 CM-3(4), NIST SP 800-53 Rev 5 CM-4, NIST SP 800-53 Rev 5 CM-4(2), NIST SP 800-53 Rev 5 CM-5, NIST SP 800-53 Rev 5 CM-5(1), NIST SP 800-53 Rev 5 CM-5(5), NIST SP 800-53 Rev 5 CM-6, NIST SP 800-53 Rev 5 CM-6(1), NIST SP 800-53 Rev 5 CM-7, NIST SP 800-53 Rev 5 CM-7(1), NIST SP 800-53 Rev 5 CM-7(2), NIST SP 800-53 Rev 5 CM-7(5), NIST SP 800-53 Rev 5 CM-8, NIST SP 800-53 Rev 5 CM-8(1), NIST SP 800-53 Rev 5 CM-8(3), NIST SP 800-53 Rev 5 CM-9, NIST SP 800-53 Rev 5 CP-1, NIST SP 800-53 Rev 5 CP-10, NIST SP 800-53 Rev 5 CP-10(2), NIST SP 800-53 Rev 5 CP-2, NIST SP 800-53 Rev 5 CP-2(1), NIST SP 800-53 Rev 5 CP-2(3), NIST SP 800-53 Rev 5 CP-2(8), NIST SP 800-53 Rev 5 CP-3, NIST SP 800-53 Rev 5 CP-4, NIST SP 800-53 Rev 5 CP-4(1), NIST SP 800-53 Rev 5 CP-6, NIST SP 800-53 Rev 5 CP-6(1), NIST SP 800-53 Rev 5 CP-6(3), NIST SP 800-53 Rev 5 CP-7, NIST SP 800-53 Rev 5 CP-7(1), NIST SP 800-53 Rev 5 CP-7(2), NIST SP 800-53 Rev 5 CP-7(3), NIST SP 800-53 Rev 5 CP-8, NIST SP 800-53 Rev 5 CP-8(1), NIST SP 800-53 Rev 5 CP-8(2), NIST SP 800-53 Rev 5 CP-9, NIST SP 800-53 Rev 5 CP-9(1), NIST SP 800-53 Rev 5 CP-9(8), NIST SP 800-53 Rev 5 IA-1, NIST SP 800-53 Rev 5 IA-11, NIST SP 800-53 Rev 5 IA-12, NIST SP 800-53 Rev 5 IA-12(2), NIST SP 800-53 Rev 5 IA-12(3), NIST SP 800-53 Rev 5 IA-12(5), NIST SP 800-53 Rev 5 IA-2, NIST SP 800-53 Rev 5 IA-2(1), NIST SP 800-53 Rev 5 IA-2(12), NIST SP 800-53 Rev 5 IA-2(2), NIST SP 800-53 Rev 5 IA-2(5), NIST SP 800-53 Rev 5 IA-2(6), NIST SP 800-53 Rev 5 IA-2(8), NIST SP 800-53 Rev 5 IA-3, NIST SP 800-53 Rev 5 IA-4, NIST SP 800-53 Rev 5 IA-4(4), NIST SP 800-53 Rev 5 IA-5, NIST SP 800-53 Rev 5 IA-5(1), NIST SP 800-53 Rev 5 IA-5(2), NIST SP 800-53 Rev 5 IA-5(6), NIST SP 800-53 Rev 5 IA-5(7), NIST SP 800-53 Rev 5 IA-6, NIST SP 800-53 Rev 5 IA-7, NIST SP 800-53 Rev 5 IA-8, NIST SP 800-53 Rev 5 IA-8(1), NIST SP 800-53 Rev 5 IA-8(2), NIST SP 800-53 Rev 5 IA-8(4), NIST SP 800-53 Rev 5 IR-1, NIST SP 800-53 Rev 5 IR-2, NIST SP 800-53 Rev 5 IR-3, NIST SP 800-53 Rev 5 IR-3(2), NIST SP 800-53 Rev 5 IR-4, NIST SP 800-53 Rev 5 IR-4(1), NIST SP 800-53 Rev 5 IR-5, NIST SP 800-53 Rev 5 IR-6, NIST SP 800-53 Rev 5 IR-6(1), NIST SP 800-53 Rev 5 IR-6(3), NIST SP 800-53 Rev 5 IR-7, NIST SP 800-53 Rev 5 IR-7(1), NIST SP 800-53 Rev 5 IR-8, NIST SP 800-53 Rev 5 IR-9, NIST SP 800-53 Rev 5 IR-9(2), NIST SP 800-53 Rev 5 IR-9(3), NIST SP 800-53 Rev 5 IR-9(4), NIST SP 800-53 Rev 5 MA-1, NIST SP 800-53 Rev 5 MA-2, NIST SP 800-53 Rev 5 MA-3, NIST SP 800-53 Rev 5 MA-3(1), NIST SP 800-53 Rev 5 MA-3(2), NIST SP 800-53 Rev 5 MA-3(3), NIST SP 800-53 Rev 5 MA-4, NIST SP 800-53 Rev 5 MA-5, NIST SP 800-53 Rev 5 MA-5(1), NIST SP 800-53 Rev 5 MA-6, NIST SP 800-53 Rev 5 MP-1, NIST SP 800-53 Rev 5 MP-2, NIST SP 800-53 Rev 5 MP-3, NIST SP 800-53 Rev 5 MP-4, NIST SP 800-53 Rev 5 MP-5, NIST SP 800-53 Rev 5 MP-6, NIST SP 800-53 Rev 5 MP-7, NIST SP 800-53 Rev 5 PE-1, NIST SP 800-53 Rev 5 PE-10, NIST SP 800-53 Rev 5 PE-11, NIST SP 800-53 Rev 5 PE-12, NIST SP 800-53 Rev 5 PE-13, NIST SP 800-53 Rev 5 PE-13(1), NIST SP 800-53 Rev 5 PE-13(2), NIST SP 800-53 Rev 5 PE-14, NIST SP 800-53 Rev 5 PE-15, NIST SP 800-53 Rev 5 PE-16, NIST SP 800-53 Rev 5 PE-17, NIST SP 800-53 Rev 5 PE-2, NIST SP 800-53 Rev 5 PE-3, NIST SP 800-53 Rev 5 PE-4, NIST SP 800-53 Rev 5 PE-5, NIST SP 800-53 Rev 5 PE-6, NIST SP 800-53 Rev 5 PE-6(1), NIST SP 800-53 Rev 5 PE-8, NIST SP 800-53 Rev 5 PE-9, NIST SP 800-53 Rev 5 PL-1, NIST SP 800-53 Rev 5 PL-10, NIST SP 800-53 Rev 5 PL-11, NIST SP 800-53 Rev 5 PL-2, NIST SP 800-53 Rev 5 PL-4, NIST SP 800-53 Rev 5 PL-4(1), NIST SP 800-53 Rev 5 PL-8, NIST SP 800-53 Rev 5 PS-1, NIST SP 800-53 Rev 5 PS-2, NIST SP 800-53 Rev 5 PS-3, NIST SP 800-53 Rev 5 PS-3(3), NIST SP 800-53 Rev 5 PS-4, NIST SP 800-53 Rev 5 PS-5, NIST SP 800-53 Rev 5 PS-6, NIST SP 800-53 Rev 5 PS-7, NIST SP 800-53 Rev 5 PS-8, NIST SP 800-53 Rev 5 PS-9, NIST SP 800-53 Rev 5 RA-1, NIST SP 800-53 Rev 5 RA-2, NIST SP 800-53 Rev 5 RA-3, NIST SP 800-53 Rev 5 RA-3(1), NIST SP 800-53 Rev 5 RA-5, NIST SP 800-53 Rev 5 RA-5(11), NIST SP 800-53 Rev 5 RA-5(2), NIST SP 800-53 Rev 5 RA-5(3), NIST SP 800-53 Rev 5 RA-5(5), NIST SP 800-53 Rev 5 RA-7, NIST SP 800-53 Rev 5 RA-9, NIST SP 800-53 Rev 5 SA-1, NIST SP 800-53 Rev 5 SA-10, NIST SP 800-53 Rev 5 SA-11, NIST SP 800-53 Rev 5 SA-11(1), NIST SP 800-53 Rev 5 SA-11(2), NIST SP 800-53 Rev 5 SA-15, NIST SP 800-53 Rev 5 SA-15(3), NIST SP 800-53 Rev 5 SA-2, NIST SP 800-53 Rev 5 SA-22, NIST SP 800-53 Rev 5 SA-3, NIST SP 800-53 Rev 5 SA-4, NIST SP 800-53 Rev 5 SA-4(1), NIST SP 800-53 Rev 5 SA-4(10), NIST SP 800-53 Rev 5 SA-4(2), NIST SP 800-53 Rev 5 SA-4(9), NIST SP 800-53 Rev 5 SA-5, NIST SP 800-53 Rev 5 SA-8, NIST SP 800-53 Rev 5 SA-9, NIST SP 800-53 Rev 5 SA-9(1), NIST SP 800-53 Rev 5 SA-9(2), NIST SP 800-53 Rev 5 SA-9(5), NIST SP 800-53 Rev 5 SC-1, NIST SP 800-53 Rev 5 SC-10, NIST SP 800-53 Rev 5 SC-12, NIST SP 800-53 Rev 5 SC-13, NIST SP 800-53 Rev 5 SC-15, NIST SP 800-53 Rev 5 SC-17, NIST SP 800-53 Rev 5 SC-18, NIST SP 800-53 Rev 5 SC-2, NIST SP 800-53 Rev 5 SC-20, NIST SP 800-53 Rev 5 SC-21, NIST SP 800-53 Rev 5 SC-22, NIST SP 800-53 Rev 5 SC-23, NIST SP 800-53 Rev 5 SC-28, NIST SP 800-53 Rev 5 SC-28(1), NIST SP 800-53 Rev 5 SC-39, NIST SP 800-53 Rev 5 SC-4, NIST SP 800-53 Rev 5 SC-45, NIST SP 800-53 Rev 5 SC-45(1), NIST SP 800-53 Rev 5 SC-5, NIST SP 800-53 Rev 5 SC-7, NIST SP 800-53 Rev 5 SC-7(12), NIST SP 800-53 Rev 5 SC-7(18), NIST SP 800-53 Rev 5 SC-7(3), NIST SP 800-53 Rev 5 SC-7(4), NIST SP 800-53 Rev 5 SC-7(5), NIST SP 800-53 Rev 5 SC-7(7), NIST SP 800-53 Rev 5 SC-7(8), NIST SP 800-53 Rev 5 SC-8, NIST SP 800-53 Rev 5 SC-8(1), NIST SP 800-53 Rev 5 SI-1, NIST SP 800-53 Rev 5 SI-10, NIST SP 800-53 Rev 5 SI-11, NIST SP 800-53 Rev 5 SI-12, NIST SP 800-53 Rev 5 SI-16, NIST SP 800-53 Rev 5 SI-2, NIST SP 800-53 Rev 5 SI-2(2), NIST SP 800-53 Rev 5 SI-2(3), NIST SP 800-53 Rev 5 SI-3, NIST SP 800-53 Rev 5 SI-4, NIST SP 800-53 Rev 5 SI-4(1), NIST SP 800-53 Rev 5 SI-4(16), NIST SP 800-53 Rev 5 SI-4(18), NIST SP 800-53 Rev 5 SI-4(2), NIST SP 800-53 Rev 5 SI-4(23), NIST SP 800-53 Rev 5 SI-4(4), NIST SP 800-53 Rev 5 SI-4(5), NIST SP 800-53 Rev 5 SI-5, NIST SP 800-53 Rev 5 SI-6, NIST SP 800-53 Rev 5 SI-7, NIST SP 800-53 Rev 5 SI-7(1), NIST SP 800-53 Rev 5 SI-7(7), NIST SP 800-53 Rev 5 SI-8, NIST SP 800-53 Rev 5 SI-8(2), NIST SP 800-53 Rev 5 SR-1, NIST SP 800-53 Rev 5 SR-10, NIST SP 800-53 Rev 5 SR-11, NIST SP 800-53 Rev 5 SR-11(1), NIST SP 800-53 Rev 5 SR-11(2), NIST SP 800-53 Rev 5 SR-12, NIST SP 800-53 Rev 5 SR-2, NIST SP 800-53 Rev 5 SR-2(1), NIST SP 800-53 Rev 5 SR-3, NIST SP 800-53 Rev 5 SR-5, NIST SP 800-53 Rev 5 SR-6, NIST SP 800-53 Rev 5 SR-8

FINRA Communications Supervision

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39 requirements · FINRA, FINRA Regulatory Notice 17-18, FINRA Rule 2210; FINRA Targeted Exam Letter (2024), FINRA Rule 2210(a), FINRA Rule 2210(a)(4), FINRA Rule 2210(b)(1)(A), FINRA Rule 2210(b)(1)(B), FINRA Rule 2210(b)(2), FINRA Rule 2210(b)(4); SEA Rule 17a-4, FINRA Rule 2210(c)(1)(A), FINRA Rule 2210(c)(3), FINRA Rule 2210(c)(3); Regulatory Notice 12-29, FINRA Rule 2210(c)(7), FINRA Rule 2210(d)(1), FINRA Rule 2210(d)(1)(B), FINRA Rule 2210(d)(1)(D), FINRA Rule 2210(d)(1)(F), FINRA Rule 2210(d)(2), FINRA Rule 2210(d)(3), FINRA Rule 2210(f), FINRA Rule 2241; FINRA Rule 2210, FINRA Rule 3110(a), FINRA Rule 3110(a); FINRA Rule 2210, FINRA Rule 3110(b), FINRA Rule 3110(c), FINRA Rule 3120(a), FINRA Rule 3120(b)

GDPR

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99 requirements · GDPR

HICP

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98 requirements · HICP, HICP Practice 1.1, HICP Practice 1.10, HICP Practice 1.2, HICP Practice 1.3, HICP Practice 1.4, HICP Practice 1.5, HICP Practice 1.6, HICP Practice 1.7, HICP Practice 1.8, HICP Practice 1.9, HICP Practice 10.1, HICP Practice 10.2, HICP Practice 10.3, HICP Practice 10.4, HICP Practice 10.5, HICP Practice 10.6, HICP Practice 10.7, HICP Practice 10.8, HICP Practice 2.1, HICP Practice 2.10, HICP Practice 2.2, HICP Practice 2.3, HICP Practice 2.4, HICP Practice 2.5, HICP Practice 2.6, HICP Practice 2.7, HICP Practice 2.8, HICP Practice 2.9, HICP Practice 3.1, HICP Practice 3.10, HICP Practice 3.2, HICP Practice 3.3, HICP Practice 3.4, HICP Practice 3.5, HICP Practice 3.6, HICP Practice 3.7, HICP Practice 3.8, HICP Practice 3.9, HICP Practice 4.1, HICP Practice 4.10, HICP Practice 4.2, HICP Practice 4.3, HICP Practice 4.4, HICP Practice 4.5, HICP Practice 4.6, HICP Practice 4.7, HICP Practice 4.8, HICP Practice 4.9, HICP Practice 5.1, HICP Practice 5.10, HICP Practice 5.2, HICP Practice 5.3, HICP Practice 5.4, HICP Practice 5.5, HICP Practice 5.6, HICP Practice 5.7, HICP Practice 5.8, HICP Practice 5.9, HICP Practice 6.1, HICP Practice 6.2, HICP Practice 6.3, HICP Practice 6.4, HICP Practice 6.5, HICP Practice 6.6, HICP Practice 7.1, HICP Practice 7.2, HICP Practice 7.3, HICP Practice 7.4, HICP Practice 7.5, HICP Practice 7.6, HICP Practice 8.1, HICP Practice 8.10, HICP Practice 8.2, HICP Practice 8.3, HICP Practice 8.4, HICP Practice 8.5, HICP Practice 8.6, HICP Practice 8.7, HICP Practice 8.8, HICP Practice 8.9, HICP Practice 9.1, HICP Practice 9.2, HICP Practice 9.3, HICP Practice 9.4, HICP Practice 9.5, HICP Practice 9.6, HICP Practice 9.7, HICP Practice 9.8

HIPAA

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69 requirements · 45 CFR § 164.308(a)(1)(i), 45 CFR § 164.308(a)(1)(ii)(A), 45 CFR § 164.308(a)(1)(ii)(B), 45 CFR § 164.308(a)(1)(ii)(C), 45 CFR § 164.308(a)(1)(ii)(D), 45 CFR § 164.308(a)(2), 45 CFR § 164.308(a)(3)(i), 45 CFR § 164.308(a)(3)(ii)(A), 45 CFR § 164.308(a)(3)(ii)(B), 45 CFR § 164.308(a)(3)(ii)(C), 45 CFR § 164.308(a)(4)(i), 45 CFR § 164.308(a)(4)(ii)(A), 45 CFR § 164.308(a)(4)(ii)(B), 45 CFR § 164.308(a)(4)(ii)(C), 45 CFR § 164.308(a)(5)(i), 45 CFR § 164.308(a)(5)(ii)(A), 45 CFR § 164.308(a)(5)(ii)(B), 45 CFR § 164.308(a)(5)(ii)(C), 45 CFR § 164.308(a)(5)(ii)(D), 45 CFR § 164.308(a)(6)(i), 45 CFR § 164.308(a)(6)(ii), 45 CFR § 164.308(a)(7)(i), 45 CFR § 164.308(a)(7)(ii)(A), 45 CFR § 164.308(a)(7)(ii)(B), 45 CFR § 164.308(a)(7)(ii)(C), 45 CFR § 164.308(a)(7)(ii)(D), 45 CFR § 164.308(a)(7)(ii)(E), 45 CFR § 164.308(a)(8), 45 CFR § 164.308(b)(1), 45 CFR § 164.308(b)(3), 45 CFR § 164.310(a)(1), 45 CFR § 164.310(a)(2)(i), 45 CFR § 164.310(a)(2)(ii), 45 CFR § 164.310(a)(2)(iii), 45 CFR § 164.310(a)(2)(iv), 45 CFR § 164.310(b), 45 CFR § 164.310(c), 45 CFR § 164.310(d)(1), 45 CFR § 164.310(d)(2)(i), 45 CFR § 164.310(d)(2)(ii), 45 CFR § 164.310(d)(2)(iii), 45 CFR § 164.310(d)(2)(iv), 45 CFR § 164.312(a)(1), 45 CFR § 164.312(a)(2)(i), 45 CFR § 164.312(a)(2)(ii), 45 CFR § 164.312(a)(2)(iii), 45 CFR § 164.312(a)(2)(iv), 45 CFR § 164.312(b), 45 CFR § 164.312(c)(1), 45 CFR § 164.312(c)(2), 45 CFR § 164.312(d), 45 CFR § 164.312(e)(1), 45 CFR § 164.312(e)(2)(i), 45 CFR § 164.312(e)(2)(ii), 45 CFR § 164.316(a), 45 CFR § 164.316(b)(1), 45 CFR § 164.316(b)(2)(i), 45 CFR § 164.316(b)(2)(ii), 45 CFR § 164.316(b)(2)(iii), HIPAA

HITRUST

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12 requirements · HITRUST

HITRUST CSF

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156 requirements · HITRUST CSF v11 00.a, HITRUST CSF v11 01.a, HITRUST CSF v11 01.b, HITRUST CSF v11 01.c, HITRUST CSF v11 01.d, HITRUST CSF v11 01.e, HITRUST CSF v11 01.f, HITRUST CSF v11 01.g, HITRUST CSF v11 01.h, HITRUST CSF v11 01.i, HITRUST CSF v11 01.j, HITRUST CSF v11 01.k, HITRUST CSF v11 01.l, HITRUST CSF v11 01.m, HITRUST CSF v11 01.n, HITRUST CSF v11 01.o, HITRUST CSF v11 01.p, HITRUST CSF v11 01.q, HITRUST CSF v11 01.r, HITRUST CSF v11 01.s, HITRUST CSF v11 01.t, HITRUST CSF v11 01.u, HITRUST CSF v11 01.v, HITRUST CSF v11 01.w, HITRUST CSF v11 01.x, HITRUST CSF v11 01.y, HITRUST CSF v11 02.a, HITRUST CSF v11 02.b, HITRUST CSF v11 02.c, HITRUST CSF v11 02.d, HITRUST CSF v11 02.e, HITRUST CSF v11 02.f, HITRUST CSF v11 02.g, HITRUST CSF v11 02.h, HITRUST CSF v11 02.i, HITRUST CSF v11 03.a, HITRUST CSF v11 03.b, HITRUST CSF v11 03.c, HITRUST CSF v11 03.d, HITRUST CSF v11 04.a, HITRUST CSF v11 04.b, HITRUST CSF v11 05.a, HITRUST CSF v11 05.b, HITRUST CSF v11 05.c, HITRUST CSF v11 05.d, HITRUST CSF v11 05.e, HITRUST CSF v11 05.f, HITRUST CSF v11 05.g, HITRUST CSF v11 05.h, HITRUST CSF v11 05.i, HITRUST CSF v11 05.j, HITRUST CSF v11 05.k, HITRUST CSF v11 06.a, HITRUST CSF v11 06.b, HITRUST CSF v11 06.c, HITRUST CSF v11 06.d, HITRUST CSF v11 06.e, HITRUST CSF v11 06.f, HITRUST CSF v11 06.g, HITRUST CSF v11 06.h, HITRUST CSF v11 06.i, HITRUST CSF v11 06.j, HITRUST CSF v11 07.a, HITRUST CSF v11 07.b, HITRUST CSF v11 07.c, HITRUST CSF v11 07.d, HITRUST CSF v11 07.e, HITRUST CSF v11 08.a, HITRUST CSF v11 08.b, HITRUST CSF v11 08.c, HITRUST CSF v11 08.d, HITRUST CSF v11 08.e, HITRUST CSF v11 08.f, HITRUST CSF v11 08.g, HITRUST CSF v11 08.h, HITRUST CSF v11 08.i, HITRUST CSF v11 08.j, HITRUST CSF v11 08.k, HITRUST CSF v11 08.l, HITRUST CSF v11 08.m, HITRUST CSF v11 09.a, HITRUST CSF v11 09.aa, HITRUST CSF v11 09.ab, HITRUST CSF v11 09.ac, HITRUST CSF v11 09.ad, HITRUST CSF v11 09.ae, HITRUST CSF v11 09.af, HITRUST CSF v11 09.b, HITRUST CSF v11 09.c, HITRUST CSF v11 09.d, HITRUST CSF v11 09.e, HITRUST CSF v11 09.f, HITRUST CSF v11 09.g, HITRUST CSF v11 09.h, HITRUST CSF v11 09.i, HITRUST CSF v11 09.j, HITRUST CSF v11 09.k, HITRUST CSF v11 09.l, HITRUST CSF v11 09.m, HITRUST CSF v11 09.n, HITRUST CSF v11 09.o, HITRUST CSF v11 09.p, HITRUST CSF v11 09.q, HITRUST CSF v11 09.r, HITRUST CSF v11 09.s, HITRUST CSF v11 09.t, HITRUST CSF v11 09.u, HITRUST CSF v11 09.v, HITRUST CSF v11 09.w, HITRUST CSF v11 09.x, HITRUST CSF v11 09.y, HITRUST CSF v11 09.z, HITRUST CSF v11 10.a, HITRUST CSF v11 10.b, HITRUST CSF v11 10.c, HITRUST CSF v11 10.d, HITRUST CSF v11 10.e, HITRUST CSF v11 10.f, HITRUST CSF v11 10.g, HITRUST CSF v11 10.h, HITRUST CSF v11 10.i, HITRUST CSF v11 10.j, HITRUST CSF v11 10.k, HITRUST CSF v11 10.l, HITRUST CSF v11 10.m, HITRUST CSF v11 11.a, HITRUST CSF v11 11.b, HITRUST CSF v11 11.c, HITRUST CSF v11 11.d, HITRUST CSF v11 11.e, HITRUST CSF v11 12.a, HITRUST CSF v11 12.b, HITRUST CSF v11 12.c, HITRUST CSF v11 12.d, HITRUST CSF v11 12.e, HITRUST CSF v11 13.a, HITRUST CSF v11 13.b, HITRUST CSF v11 13.c, HITRUST CSF v11 13.d, HITRUST CSF v11 13.e, HITRUST CSF v11 13.f, HITRUST CSF v11 13.g, HITRUST CSF v11 13.h, HITRUST CSF v11 13.i, HITRUST CSF v11 13.j, HITRUST CSF v11 13.k, HITRUST CSF v11 13.l, HITRUST CSF v11 13.m, HITRUST CSF v11 13.n, HITRUST CSF v11 13.o, HITRUST CSF v11 13.p, HITRUST CSF v11 13.q, HITRUST CSF v11 13.r, HITRUST CSF v11 13.s, HITRUST CSF v11 13.t, HITRUST CSF v11 13.u

Investment Management Operations

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21 requirements · 17 CFR § 270.12b-1, 17 CFR § 270.17j-1; 17 CFR § 275.204A-1, 17 CFR § 270.18f-4, 17 CFR § 270.22e-4, 17 CFR § 270.2a-5, 17 CFR § 270.30b1-5; Form N-PORT, 17 CFR § 270.38a-1, 17 CFR § 270.38a-1; SEC Guidance, 17 CFR § 275.206(4)-2, 17 CFR § 275.206(4)-2(a)(4), 17 CFR § 275.206(4)-6, Investment Advisers Act § 206; SEC Guidance, Investment Company Act § 10; SEC Guidance, Investment Company Act § 15(c), Investment Company Act § 17(a); 17 CFR § 270.17d-1, Investment Company Act § 18, Investment Company Act § 22; 17 CFR § 270.22c-1, Investment Company Act § 36(b); Investment Advisers Act § 206, Investment Company Act § 8; Form N-CEN, Securities Exchange Act § 28(e)

Investment Management Operations & Asset Protection

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12 requirements · FINRA Rules, Investment Advisers Act, Investment Advisers Act Section 206, Securities Exchange Act, Unknown

ISO 20000

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10 requirements · ISO 20000

ISO 22301

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63 requirements · ISO 22301, ISO 22301:2019 Clause 10.1, ISO 22301:2019 Clause 10.2, ISO 22301:2019 Clause 4.1, ISO 22301:2019 Clause 4.2, ISO 22301:2019 Clause 4.2.1, ISO 22301:2019 Clause 4.2.2, ISO 22301:2019 Clause 4.3, ISO 22301:2019 Clause 4.3.1, ISO 22301:2019 Clause 4.3.2, ISO 22301:2019 Clause 4.4, ISO 22301:2019 Clause 5.1, ISO 22301:2019 Clause 5.2, ISO 22301:2019 Clause 5.2.1, ISO 22301:2019 Clause 5.3, ISO 22301:2019 Clause 6.1, ISO 22301:2019 Clause 6.2, ISO 22301:2019 Clause 6.3, ISO 22301:2019 Clause 7.1, ISO 22301:2019 Clause 7.2, ISO 22301:2019 Clause 7.3, ISO 22301:2019 Clause 7.4, ISO 22301:2019 Clause 7.5, ISO 22301:2019 Clause 7.5.1, ISO 22301:2019 Clause 7.5.2, ISO 22301:2019 Clause 7.5.3, ISO 22301:2019 Clause 8.1, ISO 22301:2019 Clause 8.2, ISO 22301:2019 Clause 8.2.1, ISO 22301:2019 Clause 8.2.2, ISO 22301:2019 Clause 8.2.3, ISO 22301:2019 Clause 8.3, ISO 22301:2019 Clause 8.3.1, ISO 22301:2019 Clause 8.3.2, ISO 22301:2019 Clause 8.3.3, ISO 22301:2019 Clause 8.3.4, ISO 22301:2019 Clause 8.3.5, ISO 22301:2019 Clause 8.4, ISO 22301:2019 Clause 8.4.1, ISO 22301:2019 Clause 8.4.2, ISO 22301:2019 Clause 8.4.3, ISO 22301:2019 Clause 8.4.4, ISO 22301:2019 Clause 8.4.5, ISO 22301:2019 Clause 8.5, ISO 22301:2019 Clause 8.6, ISO 22301:2019 Clause 9.1, ISO 22301:2019 Clause 9.1.1, ISO 22301:2019 Clause 9.2, ISO 22301:2019 Clause 9.2.1, ISO 22301:2019 Clause 9.2.2, ISO 22301:2019 Clause 9.3, ISO 22301:2019 Clause 9.3.1, ISO 22301:2019 Clause 9.3.2, ISO 22301:2019 Clause 9.3.3

ISO 27001

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93 requirements · ISO 27001

ISO 27017

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10 requirements · ISO 27017

ISO 27018

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10 requirements · ISO 27018

ISO 27701

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10 requirements · ISO 27701

ISO 42001

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10 requirements · ISO 42001

ISO 9001

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86 requirements · ISO 9001, ISO 9001:2015 Clause 10.1, ISO 9001:2015 Clause 10.2, ISO 9001:2015 Clause 10.3, ISO 9001:2015 Clause 4.1, ISO 9001:2015 Clause 4.2, ISO 9001:2015 Clause 4.3, ISO 9001:2015 Clause 4.4, ISO 9001:2015 Clause 4.4.1, ISO 9001:2015 Clause 4.4.2, ISO 9001:2015 Clause 5.1, ISO 9001:2015 Clause 5.1.1, ISO 9001:2015 Clause 5.1.2, ISO 9001:2015 Clause 5.2, ISO 9001:2015 Clause 5.2.1, ISO 9001:2015 Clause 5.2.2, ISO 9001:2015 Clause 5.3, ISO 9001:2015 Clause 6.1, ISO 9001:2015 Clause 6.1.1, ISO 9001:2015 Clause 6.1.2, ISO 9001:2015 Clause 6.2, ISO 9001:2015 Clause 6.2.1, ISO 9001:2015 Clause 6.2.2, ISO 9001:2015 Clause 6.3, ISO 9001:2015 Clause 7.1, ISO 9001:2015 Clause 7.1.1, ISO 9001:2015 Clause 7.1.2, ISO 9001:2015 Clause 7.1.3, ISO 9001:2015 Clause 7.1.4, ISO 9001:2015 Clause 7.1.5, ISO 9001:2015 Clause 7.1.5.1, ISO 9001:2015 Clause 7.1.5.2, ISO 9001:2015 Clause 7.1.6, ISO 9001:2015 Clause 7.2, ISO 9001:2015 Clause 7.3, ISO 9001:2015 Clause 7.4, ISO 9001:2015 Clause 7.5, ISO 9001:2015 Clause 7.5.1, ISO 9001:2015 Clause 7.5.2, ISO 9001:2015 Clause 7.5.3, ISO 9001:2015 Clause 8.1, ISO 9001:2015 Clause 8.2, ISO 9001:2015 Clause 8.2.1, ISO 9001:2015 Clause 8.2.2, ISO 9001:2015 Clause 8.2.3, ISO 9001:2015 Clause 8.2.4, ISO 9001:2015 Clause 8.3, ISO 9001:2015 Clause 8.3.1, ISO 9001:2015 Clause 8.3.2, ISO 9001:2015 Clause 8.3.3, ISO 9001:2015 Clause 8.3.4, ISO 9001:2015 Clause 8.3.5, ISO 9001:2015 Clause 8.3.6, ISO 9001:2015 Clause 8.4, ISO 9001:2015 Clause 8.4.1, ISO 9001:2015 Clause 8.4.2, ISO 9001:2015 Clause 8.4.3, ISO 9001:2015 Clause 8.5, ISO 9001:2015 Clause 8.5.1, ISO 9001:2015 Clause 8.5.2, ISO 9001:2015 Clause 8.5.3, ISO 9001:2015 Clause 8.5.4, ISO 9001:2015 Clause 8.5.5, ISO 9001:2015 Clause 8.5.6, ISO 9001:2015 Clause 8.6, ISO 9001:2015 Clause 8.7, ISO 9001:2015 Clause 9.1, ISO 9001:2015 Clause 9.1.1, ISO 9001:2015 Clause 9.1.2, ISO 9001:2015 Clause 9.1.3, ISO 9001:2015 Clause 9.2, ISO 9001:2015 Clause 9.2.1, ISO 9001:2015 Clause 9.2.2, ISO 9001:2015 Clause 9.3, ISO 9001:2015 Clause 9.3.1, ISO 9001:2015 Clause 9.3.2, ISO 9001:2015 Clause 9.3.3

ISO/IEC 20000-1

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45 requirements · ISO/IEC 20000-1:2018 Clause 10.1, ISO/IEC 20000-1:2018 Clause 10.2, ISO/IEC 20000-1:2018 Clause 4.1, ISO/IEC 20000-1:2018 Clause 4.2, ISO/IEC 20000-1:2018 Clause 4.3, ISO/IEC 20000-1:2018 Clause 4.4, ISO/IEC 20000-1:2018 Clause 5.1, ISO/IEC 20000-1:2018 Clause 5.2.1, ISO/IEC 20000-1:2018 Clause 5.2.2, ISO/IEC 20000-1:2018 Clause 5.3, ISO/IEC 20000-1:2018 Clause 6.1, ISO/IEC 20000-1:2018 Clause 6.2.1, ISO/IEC 20000-1:2018 Clause 6.2.2, ISO/IEC 20000-1:2018 Clause 6.3, ISO/IEC 20000-1:2018 Clause 7.1, ISO/IEC 20000-1:2018 Clause 7.2, ISO/IEC 20000-1:2018 Clause 7.3, ISO/IEC 20000-1:2018 Clause 7.4, ISO/IEC 20000-1:2018 Clause 7.5, ISO/IEC 20000-1:2018 Clause 8.1, ISO/IEC 20000-1:2018 Clause 8.2.1, ISO/IEC 20000-1:2018 Clause 8.2.2, ISO/IEC 20000-1:2018 Clause 8.2.3, ISO/IEC 20000-1:2018 Clause 8.2.4, ISO/IEC 20000-1:2018 Clause 8.2.5, ISO/IEC 20000-1:2018 Clause 8.2.6, ISO/IEC 20000-1:2018 Clause 8.3.1, ISO/IEC 20000-1:2018 Clause 8.3.2, ISO/IEC 20000-1:2018 Clause 8.3.3, ISO/IEC 20000-1:2018 Clause 8.4.1, ISO/IEC 20000-1:2018 Clause 8.4.2, ISO/IEC 20000-1:2018 Clause 8.4.3, ISO/IEC 20000-1:2018 Clause 8.5.1, ISO/IEC 20000-1:2018 Clause 8.5.2, ISO/IEC 20000-1:2018 Clause 8.5.3, ISO/IEC 20000-1:2018 Clause 8.6.1, ISO/IEC 20000-1:2018 Clause 8.6.2, ISO/IEC 20000-1:2018 Clause 8.6.3, ISO/IEC 20000-1:2018 Clause 8.7.1, ISO/IEC 20000-1:2018 Clause 8.7.2, ISO/IEC 20000-1:2018 Clause 8.7.3, ISO/IEC 20000-1:2018 Clause 9.1, ISO/IEC 20000-1:2018 Clause 9.2, ISO/IEC 20000-1:2018 Clause 9.3, ISO/IEC 20000-1:2018 Clause 9.4

ISO/IEC 27017

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44 requirements · ISO/IEC 27017:2015 Clause 10.1.1, ISO/IEC 27017:2015 Clause 10.1.2, ISO/IEC 27017:2015 Clause 11.2.7, ISO/IEC 27017:2015 Clause 12.1.2, ISO/IEC 27017:2015 Clause 12.3.1, ISO/IEC 27017:2015 Clause 12.4.1, ISO/IEC 27017:2015 Clause 12.4.3, ISO/IEC 27017:2015 Clause 12.6.1, ISO/IEC 27017:2015 Clause 13.1.1, ISO/IEC 27017:2015 Clause 13.1.3, ISO/IEC 27017:2015 Clause 13.2.1, ISO/IEC 27017:2015 Clause 14.1.2, ISO/IEC 27017:2015 Clause 14.2.1, ISO/IEC 27017:2015 Clause 15.1.1, ISO/IEC 27017:2015 Clause 15.1.2, ISO/IEC 27017:2015 Clause 16.1.1, ISO/IEC 27017:2015 Clause 16.1.2, ISO/IEC 27017:2015 Clause 16.1.7, ISO/IEC 27017:2015 Clause 18.1.1, ISO/IEC 27017:2015 Clause 18.1.3, ISO/IEC 27017:2015 Clause 18.2.1, ISO/IEC 27017:2015 Clause 5.1.1, ISO/IEC 27017:2015 Clause 5.1.2, ISO/IEC 27017:2015 Clause 6.1.1, ISO/IEC 27017:2015 Clause 6.2.1, ISO/IEC 27017:2015 Clause 7.2.2, ISO/IEC 27017:2015 Clause 8.1.1, ISO/IEC 27017:2015 Clause 8.1.3, ISO/IEC 27017:2015 Clause 8.2.1, ISO/IEC 27017:2015 Clause 9.1.2, ISO/IEC 27017:2015 Clause 9.2.1, ISO/IEC 27017:2015 Clause 9.2.2, ISO/IEC 27017:2015 Clause 9.2.3, ISO/IEC 27017:2015 Clause 9.2.4, ISO/IEC 27017:2015 Clause 9.3.1, ISO/IEC 27017:2015 Clause 9.4.1, ISO/IEC 27017:2015 Clause 9.4.4, ISO/IEC 27017:2015 CLD.12.1.5, ISO/IEC 27017:2015 CLD.12.4.5, ISO/IEC 27017:2015 CLD.13.1.4, ISO/IEC 27017:2015 CLD.6.3.1, ISO/IEC 27017:2015 CLD.8.1.5, ISO/IEC 27017:2015 CLD.9.5.1, ISO/IEC 27017:2015 CLD.9.5.2

ISO/IEC 27018

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41 requirements · ISO/IEC 27018:2019 Annex A.10.1, ISO/IEC 27018:2019 Annex A.10.2, ISO/IEC 27018:2019 Annex A.10.3, ISO/IEC 27018:2019 Annex A.11.1, ISO/IEC 27018:2019 Annex A.11.10, ISO/IEC 27018:2019 Annex A.11.11, ISO/IEC 27018:2019 Annex A.11.12, ISO/IEC 27018:2019 Annex A.11.13, ISO/IEC 27018:2019 Annex A.11.2, ISO/IEC 27018:2019 Annex A.11.3, ISO/IEC 27018:2019 Annex A.11.4, ISO/IEC 27018:2019 Annex A.11.5, ISO/IEC 27018:2019 Annex A.11.6, ISO/IEC 27018:2019 Annex A.11.7, ISO/IEC 27018:2019 Annex A.11.8, ISO/IEC 27018:2019 Annex A.11.9, ISO/IEC 27018:2019 Annex A.12.1, ISO/IEC 27018:2019 Annex A.12.2, ISO/IEC 27018:2019 Annex A.2.1, ISO/IEC 27018:2019 Annex A.3.1, ISO/IEC 27018:2019 Annex A.3.2, ISO/IEC 27018:2019 Annex A.5.1, ISO/IEC 27018:2019 Annex A.6.1, ISO/IEC 27018:2019 Annex A.6.2, ISO/IEC 27018:2019 Annex A.8.1, ISO/IEC 27018:2019 Clause 10.1.1, ISO/IEC 27018:2019 Clause 10.1.2, ISO/IEC 27018:2019 Clause 11.2.7, ISO/IEC 27018:2019 Clause 12.3.1, ISO/IEC 27018:2019 Clause 12.4.1, ISO/IEC 27018:2019 Clause 12.4.2, ISO/IEC 27018:2019 Clause 13.2.1, ISO/IEC 27018:2019 Clause 16.1.1, ISO/IEC 27018:2019 Clause 18.1.1, ISO/IEC 27018:2019 Clause 18.1.4, ISO/IEC 27018:2019 Clause 5.1.1, ISO/IEC 27018:2019 Clause 6.1.1, ISO/IEC 27018:2019 Clause 7.2.2, ISO/IEC 27018:2019 Clause 8.2.2, ISO/IEC 27018:2019 Clause 9.2.1, ISO/IEC 27018:2019 Clause 9.4.2

ISO/IEC 27701

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49 requirements · ISO/IEC 27701:2019 Clause 5.2.1, ISO/IEC 27701:2019 Clause 5.2.2, ISO/IEC 27701:2019 Clause 5.2.3, ISO/IEC 27701:2019 Clause 5.2.4, ISO/IEC 27701:2019 Clause 5.4.1.2, ISO/IEC 27701:2019 Clause 5.4.1.3, ISO/IEC 27701:2019 Clause 6.12.1.2, ISO/IEC 27701:2019 Clause 6.13.1.1, ISO/IEC 27701:2019 Clause 6.2.1.1, ISO/IEC 27701:2019 Clause 6.3.1.1, ISO/IEC 27701:2019 Clause 6.4.2.2, ISO/IEC 27701:2019 Clause 6.5.2.1, ISO/IEC 27701:2019 Clause 6.6.2.1, ISO/IEC 27701:2019 Clause 7.2.1 / Annex A.7.2.1, ISO/IEC 27701:2019 Clause 7.2.2 / Annex A.7.2.2, ISO/IEC 27701:2019 Clause 7.2.3 / Annex A.7.2.3, ISO/IEC 27701:2019 Clause 7.2.4 / Annex A.7.2.4, ISO/IEC 27701:2019 Clause 7.2.5 / Annex A.7.2.5, ISO/IEC 27701:2019 Clause 7.2.6 / Annex A.7.2.6, ISO/IEC 27701:2019 Clause 7.2.7 / Annex A.7.2.7, ISO/IEC 27701:2019 Clause 7.2.8 / Annex A.7.2.8, ISO/IEC 27701:2019 Clause 7.3.1 / Annex A.7.3.1, ISO/IEC 27701:2019 Clause 7.3.10 / Annex A.7.3.10, ISO/IEC 27701:2019 Clause 7.3.2 / Annex A.7.3.2, ISO/IEC 27701:2019 Clause 7.3.3 / Annex A.7.3.3, ISO/IEC 27701:2019 Clause 7.3.4 / Annex A.7.3.4, ISO/IEC 27701:2019 Clause 7.3.5 / Annex A.7.3.5, ISO/IEC 27701:2019 Clause 7.3.6 / Annex A.7.3.6, ISO/IEC 27701:2019 Clause 7.3.7 / Annex A.7.3.7, ISO/IEC 27701:2019 Clause 7.3.8 / Annex A.7.3.8, ISO/IEC 27701:2019 Clause 7.3.9 / Annex A.7.3.9, ISO/IEC 27701:2019 Clause 7.4.1 / Annex A.7.4.1, ISO/IEC 27701:2019 Clause 7.4.2 / Annex A.7.4.2, ISO/IEC 27701:2019 Clause 7.4.3 / Annex A.7.4.3, ISO/IEC 27701:2019 Clause 7.4.4 / Annex A.7.4.4, ISO/IEC 27701:2019 Clause 7.4.5 / Annex A.7.4.5, ISO/IEC 27701:2019 Clause 7.5.1 / Annex A.7.5.1, ISO/IEC 27701:2019 Clause 7.5.2 / Annex A.7.5.2, ISO/IEC 27701:2019 Clause 8.2.1 / Annex B.8.2.1, ISO/IEC 27701:2019 Clause 8.2.2 / Annex B.8.2.2, ISO/IEC 27701:2019 Clause 8.2.5 / Annex B.8.2.5, ISO/IEC 27701:2019 Clause 8.3.1 / Annex B.8.3.1, ISO/IEC 27701:2019 Clause 8.4.1 / Annex B.8.4.1, ISO/IEC 27701:2019 Clause 8.4.2 / Annex B.8.4.2, ISO/IEC 27701:2019 Clause 8.5.1 / Annex B.8.5.1, ISO/IEC 27701:2019 Clause 8.5.2 / Annex B.8.5.2, ISO/IEC 27701:2019 Clause 8.5.5 / Annex B.8.5.5, ISO/IEC 27701:2019 Clause 8.5.7 / Annex B.8.5.7, ISO/IEC 27701:2019 Clause 8.5.8 / Annex B.8.5.8

ISO/IEC 42001

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65 requirements · Annex A, Control A.10.2, Annex A, Control A.10.3, Annex A, Control A.10.4, Annex A, Control A.2.2, Annex A, Control A.2.3, Annex A, Control A.2.4, Annex A, Control A.3.2, Annex A, Control A.3.3, Annex A, Control A.4.2, Annex A, Control A.4.3, Annex A, Control A.4.4, Annex A, Control A.4.5, Annex A, Control A.4.6, Annex A, Control A.5.2, Annex A, Control A.5.3, Annex A, Control A.5.4, Annex A, Control A.5.5, Annex A, Control A.6.1.2, Annex A, Control A.6.1.3, Annex A, Control A.6.2.2, Annex A, Control A.6.2.3, Annex A, Control A.6.2.4, Annex A, Control A.6.2.5, Annex A, Control A.6.2.6, Annex A, Control A.6.2.7, Annex A, Control A.6.2.8, Annex A, Control A.7.2, Annex A, Control A.7.3, Annex A, Control A.7.4, Annex A, Control A.7.5, Annex A, Control A.7.6, Annex A, Control A.8.2, Annex A, Control A.8.3, Annex A, Control A.8.4, Annex A, Control A.8.5, Annex A, Control A.9.2, Annex A, Control A.9.3, Annex A, Control A.9.4, ISO/IEC 42001:2023 Clause 10.1, ISO/IEC 42001:2023 Clause 10.2, ISO/IEC 42001:2023 Clause 4.1, ISO/IEC 42001:2023 Clause 4.2, ISO/IEC 42001:2023 Clause 4.3, ISO/IEC 42001:2023 Clause 4.4, ISO/IEC 42001:2023 Clause 5.1, ISO/IEC 42001:2023 Clause 5.2, ISO/IEC 42001:2023 Clause 5.3, ISO/IEC 42001:2023 Clause 6.1.1, ISO/IEC 42001:2023 Clause 6.1.2, ISO/IEC 42001:2023 Clause 6.1.3, ISO/IEC 42001:2023 Clause 6.1.4, ISO/IEC 42001:2023 Clause 6.2, ISO/IEC 42001:2023 Clause 6.3, ISO/IEC 42001:2023 Clause 7.1, ISO/IEC 42001:2023 Clause 7.2, ISO/IEC 42001:2023 Clause 7.3, ISO/IEC 42001:2023 Clause 7.4, ISO/IEC 42001:2023 Clause 7.5, ISO/IEC 42001:2023 Clause 8.1, ISO/IEC 42001:2023 Clause 8.2, ISO/IEC 42001:2023 Clause 8.3, ISO/IEC 42001:2023 Clause 8.4, ISO/IEC 42001:2023 Clause 9.1, ISO/IEC 42001:2023 Clause 9.2, ISO/IEC 42001:2023 Clause 9.3

NIS 2

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46 requirements · NIS_2

NIST AI RMF

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72 requirements · NIST_AI_RMF

NIST CSF 2.0

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106 requirements · NIST_CSF_2_0

NIST SP 800-171

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130 requirements · NIST_SP_800_171

NIST SP 800-53

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1196 requirements · NIST_SP_800_53

NIST SP 800-61

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38 requirements · NIST SP 800-61, NIST SP 800-61 Rev 2, Section 2.1, NIST SP 800-61 Rev 2, Section 2.2, NIST SP 800-61 Rev 2, Section 2.3, NIST SP 800-61 Rev 2, Section 2.3.4, NIST SP 800-61 Rev 2, Section 2.3.4.3, NIST SP 800-61 Rev 2, Section 2.4, NIST SP 800-61 Rev 2, Section 3.1.1, NIST SP 800-61 Rev 2, Section 3.1.2, NIST SP 800-61 Rev 2, Section 3.2.1, NIST SP 800-61 Rev 2, Section 3.2.2, NIST SP 800-61 Rev 2, Section 3.2.4, NIST SP 800-61 Rev 2, Section 3.2.5, NIST SP 800-61 Rev 2, Section 3.2.6, NIST SP 800-61 Rev 2, Section 3.2.7, NIST SP 800-61 Rev 2, Section 3.3.1, NIST SP 800-61 Rev 2, Section 3.3.2, NIST SP 800-61 Rev 2, Section 3.3.3, NIST SP 800-61 Rev 2, Section 3.3.4, NIST SP 800-61 Rev 2, Section 3.4, NIST SP 800-61 Rev 2, Section 3.4.1, NIST SP 800-61 Rev 2, Section 3.4.2, NIST SP 800-61 Rev 2, Section 4.1

PCI DSS 4.0

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262 requirements · PCI DSS 4.0, PCI DSS 4.0.1 Requirement 1.1.1, PCI DSS 4.0.1 Requirement 1.1.2, PCI DSS 4.0.1 Requirement 1.2.1, PCI DSS 4.0.1 Requirement 1.2.2, PCI DSS 4.0.1 Requirement 1.2.3, PCI DSS 4.0.1 Requirement 1.2.4, PCI DSS 4.0.1 Requirement 1.2.5, PCI DSS 4.0.1 Requirement 1.2.6, PCI DSS 4.0.1 Requirement 1.2.7, PCI DSS 4.0.1 Requirement 1.2.8, PCI DSS 4.0.1 Requirement 1.3.1, PCI DSS 4.0.1 Requirement 1.3.2, PCI DSS 4.0.1 Requirement 1.3.3, PCI DSS 4.0.1 Requirement 1.4.1, PCI DSS 4.0.1 Requirement 1.4.2, PCI DSS 4.0.1 Requirement 1.4.3, PCI DSS 4.0.1 Requirement 1.4.4, PCI DSS 4.0.1 Requirement 1.4.5, PCI DSS 4.0.1 Requirement 1.5.1, PCI DSS 4.0.1 Requirement 10.1.1, PCI DSS 4.0.1 Requirement 10.1.2, PCI DSS 4.0.1 Requirement 10.2.1, PCI DSS 4.0.1 Requirement 10.2.1.1, PCI DSS 4.0.1 Requirement 10.2.1.2, PCI DSS 4.0.1 Requirement 10.2.1.3, PCI DSS 4.0.1 Requirement 10.2.1.4, PCI DSS 4.0.1 Requirement 10.2.1.5, PCI DSS 4.0.1 Requirement 10.2.1.6, PCI DSS 4.0.1 Requirement 10.2.1.7, PCI DSS 4.0.1 Requirement 10.2.2, PCI DSS 4.0.1 Requirement 10.3.1, PCI DSS 4.0.1 Requirement 10.3.2, PCI DSS 4.0.1 Requirement 10.3.3, PCI DSS 4.0.1 Requirement 10.3.4, PCI DSS 4.0.1 Requirement 10.4.1, PCI DSS 4.0.1 Requirement 10.4.1.1, PCI DSS 4.0.1 Requirement 10.4.2, PCI DSS 4.0.1 Requirement 10.4.2.1, PCI DSS 4.0.1 Requirement 10.4.3, PCI DSS 4.0.1 Requirement 10.5.1, PCI DSS 4.0.1 Requirement 10.6.1, PCI DSS 4.0.1 Requirement 10.6.2, PCI DSS 4.0.1 Requirement 10.6.3, PCI DSS 4.0.1 Requirement 10.7.1, PCI DSS 4.0.1 Requirement 10.7.2, PCI DSS 4.0.1 Requirement 10.7.3, PCI DSS 4.0.1 Requirement 11.1.1, PCI DSS 4.0.1 Requirement 11.1.2, PCI DSS 4.0.1 Requirement 11.2.1, PCI DSS 4.0.1 Requirement 11.2.2, PCI DSS 4.0.1 Requirement 11.3.1, PCI DSS 4.0.1 Requirement 11.3.1.1, PCI DSS 4.0.1 Requirement 11.3.1.2, PCI DSS 4.0.1 Requirement 11.3.1.3, PCI DSS 4.0.1 Requirement 11.3.2, PCI DSS 4.0.1 Requirement 11.3.2.1, PCI DSS 4.0.1 Requirement 11.4.1, PCI DSS 4.0.1 Requirement 11.4.2, PCI DSS 4.0.1 Requirement 11.4.3, PCI DSS 4.0.1 Requirement 11.4.4, PCI DSS 4.0.1 Requirement 11.4.5, PCI DSS 4.0.1 Requirement 11.4.6, PCI DSS 4.0.1 Requirement 11.4.7, PCI DSS 4.0.1 Requirement 11.5.1, PCI DSS 4.0.1 Requirement 11.5.1.1, PCI DSS 4.0.1 Requirement 11.5.2, PCI DSS 4.0.1 Requirement 11.6.1, PCI DSS 4.0.1 Requirement 12.1.1, PCI DSS 4.0.1 Requirement 12.1.2, PCI DSS 4.0.1 Requirement 12.1.3, PCI DSS 4.0.1 Requirement 12.1.4, PCI DSS 4.0.1 Requirement 12.10.1, PCI DSS 4.0.1 Requirement 12.10.2, PCI DSS 4.0.1 Requirement 12.10.3, PCI DSS 4.0.1 Requirement 12.10.4, PCI DSS 4.0.1 Requirement 12.10.4.1, PCI DSS 4.0.1 Requirement 12.10.5, PCI DSS 4.0.1 Requirement 12.10.6, PCI DSS 4.0.1 Requirement 12.10.7, PCI DSS 4.0.1 Requirement 12.2.1, PCI DSS 4.0.1 Requirement 12.3.1, PCI DSS 4.0.1 Requirement 12.3.2, PCI DSS 4.0.1 Requirement 12.3.3, PCI DSS 4.0.1 Requirement 12.3.4, PCI DSS 4.0.1 Requirement 12.4.1, PCI DSS 4.0.1 Requirement 12.4.2, PCI DSS 4.0.1 Requirement 12.4.2.1, PCI DSS 4.0.1 Requirement 12.5.1, PCI DSS 4.0.1 Requirement 12.5.2, PCI DSS 4.0.1 Requirement 12.5.2.1, PCI DSS 4.0.1 Requirement 12.5.3, PCI DSS 4.0.1 Requirement 12.6.1, PCI DSS 4.0.1 Requirement 12.6.2, PCI DSS 4.0.1 Requirement 12.6.3, PCI DSS 4.0.1 Requirement 12.6.3.1, PCI DSS 4.0.1 Requirement 12.6.3.2, PCI DSS 4.0.1 Requirement 12.7.1, PCI DSS 4.0.1 Requirement 12.8.1, PCI DSS 4.0.1 Requirement 12.8.2, PCI DSS 4.0.1 Requirement 12.8.3, PCI DSS 4.0.1 Requirement 12.8.4, PCI DSS 4.0.1 Requirement 12.8.5, PCI DSS 4.0.1 Requirement 12.9.1, PCI DSS 4.0.1 Requirement 12.9.2, PCI DSS 4.0.1 Requirement 2.1.1, PCI DSS 4.0.1 Requirement 2.1.2, PCI DSS 4.0.1 Requirement 2.2.1, PCI DSS 4.0.1 Requirement 2.2.2, PCI DSS 4.0.1 Requirement 2.2.3, PCI DSS 4.0.1 Requirement 2.2.4, PCI DSS 4.0.1 Requirement 2.2.5, PCI DSS 4.0.1 Requirement 2.2.6, PCI DSS 4.0.1 Requirement 2.2.7, PCI DSS 4.0.1 Requirement 2.3.1, PCI DSS 4.0.1 Requirement 2.3.2, PCI DSS 4.0.1 Requirement 3.1.1, PCI DSS 4.0.1 Requirement 3.1.2, PCI DSS 4.0.1 Requirement 3.2.1, PCI DSS 4.0.1 Requirement 3.3.1, PCI DSS 4.0.1 Requirement 3.3.1.1, PCI DSS 4.0.1 Requirement 3.3.1.2, PCI DSS 4.0.1 Requirement 3.3.1.3, PCI DSS 4.0.1 Requirement 3.3.2, PCI DSS 4.0.1 Requirement 3.3.3, PCI DSS 4.0.1 Requirement 3.4.1, PCI DSS 4.0.1 Requirement 3.4.2, PCI DSS 4.0.1 Requirement 3.5.1, PCI DSS 4.0.1 Requirement 3.5.1.1, PCI DSS 4.0.1 Requirement 3.5.1.2, PCI DSS 4.0.1 Requirement 3.5.1.3, PCI DSS 4.0.1 Requirement 3.6.1, PCI DSS 4.0.1 Requirement 3.6.1.1, PCI DSS 4.0.1 Requirement 3.6.1.2, PCI DSS 4.0.1 Requirement 3.6.1.3, PCI DSS 4.0.1 Requirement 3.6.1.4, PCI DSS 4.0.1 Requirement 3.7.1, PCI DSS 4.0.1 Requirement 3.7.2, PCI DSS 4.0.1 Requirement 3.7.3, PCI DSS 4.0.1 Requirement 3.7.4, PCI DSS 4.0.1 Requirement 3.7.5, PCI DSS 4.0.1 Requirement 3.7.6, PCI DSS 4.0.1 Requirement 3.7.7, PCI DSS 4.0.1 Requirement 3.7.8, PCI DSS 4.0.1 Requirement 3.7.9, PCI DSS 4.0.1 Requirement 4.1.1, PCI DSS 4.0.1 Requirement 4.1.2, PCI DSS 4.0.1 Requirement 4.2.1, PCI DSS 4.0.1 Requirement 4.2.1.1, PCI DSS 4.0.1 Requirement 4.2.1.2, PCI DSS 4.0.1 Requirement 4.2.2, PCI DSS 4.0.1 Requirement 5.1.1, PCI DSS 4.0.1 Requirement 5.1.2, PCI DSS 4.0.1 Requirement 5.2.1, PCI DSS 4.0.1 Requirement 5.2.2, PCI DSS 4.0.1 Requirement 5.2.3, PCI DSS 4.0.1 Requirement 5.2.3.1, PCI DSS 4.0.1 Requirement 5.3.1, PCI DSS 4.0.1 Requirement 5.3.2, PCI DSS 4.0.1 Requirement 5.3.2.1, PCI DSS 4.0.1 Requirement 5.3.3, PCI DSS 4.0.1 Requirement 5.3.4, PCI DSS 4.0.1 Requirement 5.3.5, PCI DSS 4.0.1 Requirement 5.4.1, PCI DSS 4.0.1 Requirement 6.1.1, PCI DSS 4.0.1 Requirement 6.1.2, PCI DSS 4.0.1 Requirement 6.2.1, PCI DSS 4.0.1 Requirement 6.2.2, PCI DSS 4.0.1 Requirement 6.2.3, PCI DSS 4.0.1 Requirement 6.2.3.1, PCI DSS 4.0.1 Requirement 6.2.4, PCI DSS 4.0.1 Requirement 6.3.1, PCI DSS 4.0.1 Requirement 6.3.2, PCI DSS 4.0.1 Requirement 6.3.3, PCI DSS 4.0.1 Requirement 6.4.1, PCI DSS 4.0.1 Requirement 6.4.2, PCI DSS 4.0.1 Requirement 6.4.3, PCI DSS 4.0.1 Requirement 6.5.1, PCI DSS 4.0.1 Requirement 6.5.2, PCI DSS 4.0.1 Requirement 6.5.3, PCI DSS 4.0.1 Requirement 6.5.4, PCI DSS 4.0.1 Requirement 6.5.5, PCI DSS 4.0.1 Requirement 6.5.6, PCI DSS 4.0.1 Requirement 7.1.1, PCI DSS 4.0.1 Requirement 7.1.2, PCI DSS 4.0.1 Requirement 7.2.1, PCI DSS 4.0.1 Requirement 7.2.2, PCI DSS 4.0.1 Requirement 7.2.3, PCI DSS 4.0.1 Requirement 7.2.4, PCI DSS 4.0.1 Requirement 7.2.5, PCI DSS 4.0.1 Requirement 7.2.5.1, PCI DSS 4.0.1 Requirement 7.2.6, PCI DSS 4.0.1 Requirement 7.3.1, PCI DSS 4.0.1 Requirement 7.3.2, PCI DSS 4.0.1 Requirement 7.3.3, PCI DSS 4.0.1 Requirement 8.1.1, PCI DSS 4.0.1 Requirement 8.1.2, PCI DSS 4.0.1 Requirement 8.2.1, PCI DSS 4.0.1 Requirement 8.2.2, PCI DSS 4.0.1 Requirement 8.2.3, PCI DSS 4.0.1 Requirement 8.2.4, PCI DSS 4.0.1 Requirement 8.2.5, PCI DSS 4.0.1 Requirement 8.2.6, PCI DSS 4.0.1 Requirement 8.2.7, PCI DSS 4.0.1 Requirement 8.2.8, PCI DSS 4.0.1 Requirement 8.3.1, PCI DSS 4.0.1 Requirement 8.3.10, PCI DSS 4.0.1 Requirement 8.3.10.1, PCI DSS 4.0.1 Requirement 8.3.11, PCI DSS 4.0.1 Requirement 8.3.2, PCI DSS 4.0.1 Requirement 8.3.3, PCI DSS 4.0.1 Requirement 8.3.4, PCI DSS 4.0.1 Requirement 8.3.5, PCI DSS 4.0.1 Requirement 8.3.6, PCI DSS 4.0.1 Requirement 8.3.7, PCI DSS 4.0.1 Requirement 8.3.8, PCI DSS 4.0.1 Requirement 8.3.9, PCI DSS 4.0.1 Requirement 8.4.1, PCI DSS 4.0.1 Requirement 8.4.2, PCI DSS 4.0.1 Requirement 8.4.3, PCI DSS 4.0.1 Requirement 8.5.1, PCI DSS 4.0.1 Requirement 8.6.1, PCI DSS 4.0.1 Requirement 8.6.2, PCI DSS 4.0.1 Requirement 8.6.3, PCI DSS 4.0.1 Requirement 9.1.1, PCI DSS 4.0.1 Requirement 9.1.2, PCI DSS 4.0.1 Requirement 9.2.1, PCI DSS 4.0.1 Requirement 9.2.1.1, PCI DSS 4.0.1 Requirement 9.2.2, PCI DSS 4.0.1 Requirement 9.2.3, PCI DSS 4.0.1 Requirement 9.2.4, PCI DSS 4.0.1 Requirement 9.3.1, PCI DSS 4.0.1 Requirement 9.3.1.1, PCI DSS 4.0.1 Requirement 9.3.2, PCI DSS 4.0.1 Requirement 9.3.3, PCI DSS 4.0.1 Requirement 9.3.4, PCI DSS 4.0.1 Requirement 9.4.1, PCI DSS 4.0.1 Requirement 9.4.1.1, PCI DSS 4.0.1 Requirement 9.4.1.2, PCI DSS 4.0.1 Requirement 9.4.2, PCI DSS 4.0.1 Requirement 9.4.3, PCI DSS 4.0.1 Requirement 9.4.4, PCI DSS 4.0.1 Requirement 9.4.5, PCI DSS 4.0.1 Requirement 9.4.5.1, PCI DSS 4.0.1 Requirement 9.4.6, PCI DSS 4.0.1 Requirement 9.4.7, PCI DSS 4.0.1 Requirement 9.5.1, PCI DSS 4.0.1 Requirement 9.5.1.1, PCI DSS 4.0.1 Requirement 9.5.1.2, PCI DSS 4.0.1 Requirement 9.5.1.2.1, PCI DSS 4.0.1 Requirement 9.5.1.3

SEC Marketing Content Analysis

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38 requirements · 17 CFR § 275.204-2(a)(11), 17 CFR § 275.206(4)-1(a), 17 CFR § 275.206(4)-1(a); SEC Staff Guidance, 17 CFR § 275.206(4)-1(a)(2), 17 CFR § 275.206(4)-1(a)(3), 17 CFR § 275.206(4)-1(a)(5), 17 CFR § 275.206(4)-1(b)(1), 17 CFR § 275.206(4)-1(b)(1)(i), 17 CFR § 275.206(4)-1(b)(1)(i)(B), 17 CFR § 275.206(4)-1(b)(1)(ii), 17 CFR § 275.206(4)-1(b)(3), 17 CFR § 275.206(4)-1(c), 17 CFR § 275.206(4)-1(d), 17 CFR § 275.206(4)-1(d)(1), 17 CFR § 275.206(4)-1(d)(2), 17 CFR § 275.206(4)-1(d)(3), 17 CFR § 275.206(4)-1(d)(4), 17 CFR § 275.206(4)-1(d)(5), 17 CFR § 275.206(4)-1(e)(1), 17 CFR § 275.206(4)-7, 17 CFR § 275.206(4)-7; 17 CFR § 275.206(4)-1, Form ADV Part 1A, Item 5; Part 2A, Item 14, SEC

SOC 1

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8 requirements · SOC 1

SOC 2 - Trust Services Criteria (2017)

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55 requirements · SOC2

SOX

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74 requirements · SOX, SOX Section 1001, SOX Section 101, SOX Section 102, SOX Section 103, SOX Section 104, SOX Section 105, SOX Section 106, SOX Section 107, SOX Section 108, SOX Section 109, SOX Section 1102, SOX Section 1103, SOX Section 1104, SOX Section 1105, SOX Section 1106, SOX Section 1107, SOX Section 201, SOX Section 202, SOX Section 203, SOX Section 204, SOX Section 205, SOX Section 206, SOX Section 207, SOX Section 208, SOX Section 209, SOX Section 301, SOX Section 302, SOX Section 303, SOX Section 304, SOX Section 305, SOX Section 306, SOX Section 307, SOX Section 308, SOX Section 401, SOX Section 402, SOX Section 403, SOX Section 404, SOX Section 405, SOX Section 406, SOX Section 407, SOX Section 408, SOX Section 409, SOX Section 501, SOX Section 601, SOX Section 602, SOX Section 603, SOX Section 604, SOX Section 701, SOX Section 702, SOX Section 703, SOX Section 704, SOX Section 705, SOX Section 802, SOX Section 803, SOX Section 804, SOX Section 805, SOX Section 806, SOX Section 807, SOX Section 902, SOX Section 903, SOX Section 904, SOX Section 905, SOX Section 906

State & Specialized Regulations

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22 requirements · 17 CFR § 240.15c3-1, 17 CFR § 275.204-1, 17 CFR § 275.204(b)-1, 23 NYCRR § 500.11, 23 NYCRR § 500.12, 23 NYCRR § 500.15, 23 NYCRR § 500.17, 23 NYCRR § 500.17(b), 23 NYCRR § 500.2, 23 NYCRR § 500.4, 23 NYCRR § 500.9, Cal. Civ. Code § 1798.100, Cal. Civ. Code § 1798.120, Investment Advisers Act, Investment Advisers Act § 206 / SEC Enforcement, Investment Advisers Act Section 206, NASAA Model Rule 102(e)(1)-1 / State Adoption, Securities Exchange Act, Uniform Securities Act § 301 / State Statutes, Uniform Securities Act § 401 / State Statutes, Uniform Securities Act § 403 / State Statutes

Supervision & Governance Compliance

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17 requirements · FINRA Rules, Investment Advisers Act, SEC, FINRA, BSA

TISAX

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58 requirements · TISAX, VDA ISA 1.1.1, VDA ISA 1.2.1, VDA ISA 1.3.1, VDA ISA 1.4.1, VDA ISA 1.5.1, VDA ISA 10.1.1, VDA ISA 10.2.1, VDA ISA 10.3.1, VDA ISA 10.4.1, VDA ISA 10.5.1, VDA ISA 2.1.1, VDA ISA 2.1.2, VDA ISA 2.2.1, VDA ISA 2.3.1, VDA ISA 2.4.1, VDA ISA 3.1.1, VDA ISA 3.1.2, VDA ISA 3.1.3, VDA ISA 3.2.1, VDA ISA 3.2.2, VDA ISA 3.2.3, VDA ISA 4.1.1, VDA ISA 4.1.2, VDA ISA 4.2.1, VDA ISA 4.3.1, VDA ISA 5.1.1, VDA ISA 5.1.2, VDA ISA 5.2.1, VDA ISA 5.2.2, VDA ISA 5.3.1, VDA ISA 6.1.1, VDA ISA 6.2.1, VDA ISA 6.3.1, VDA ISA 6.4.1, VDA ISA 6.5.1, VDA ISA 6.6.1, VDA ISA 7.1.1, VDA ISA 7.2.1, VDA ISA 7.3.1, VDA ISA 7.4.1, VDA ISA 8.1.1, VDA ISA 8.2.1, VDA ISA 8.3.1, VDA ISA 8.4.1, VDA ISA 9.1.1, VDA ISA 9.1.2, VDA ISA 9.2.1, VDA ISA 9.3.1